Prime Brokerage Margin & Financing

Data on This Page

Six prime clients (Kestrel Asset Management, Cascade Capital Partners, Solara Investment Group, Northbridge Securities, Elmswood Asset Management, Blackfriars Capital) with strategy, gross exposure, current leverage against limit, financing rate (SOFR-based), and status (Within Limit, Watch, Breach). Stat cards show prime clients, leverage breaches, clients on watch, and total financed exposure ($2.40B).

What This Agent Does

Because client positions on the shared ledger are always current rather than computed from an overnight batch, this agent recalculates gross exposure and leverage continuously and can issue a margin call the instant a client crosses its limit, instead of after the next end-of-day run.

Worked Examples

• Kestrel Asset Management (Long/Short Equity): breaching at 4.3x leverage against a 3.5x limit on $420M gross exposure, financed at SOFR + 85bps — a margin call can be issued directly from this page.
• Northbridge Securities (Event Driven): on Watch at 3.9x, just under its 4.0x limit on $190M gross exposure.
• Cascade Capital Partners (Fixed Income RV): comfortably Within Limit at 5.1x against a 6.0x limit on $680M gross exposure.